OXSQ insider buying and SEC filings, explained
Oxford Square Capital Corp. · CIK 1259429
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$333K
Insiders who bought
2
Sold (not marked 10b5-1)
$7K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 3, 2026 | Sale | Steven P. Novak (Director) sold 5,000 shares indirectly (by spouse) at $1.36 ($7K). Holdings by spouse down 25% to 15,001 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 14, 2026 |
| May 20, 2026 | Purchase (code P) | Saul B. Rosenthal (President / COO) bought 144,703 shares at about $1.15 ($166K), reported as a purchase (code P). Holdings up 7% to 2,201,479 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 21, 2026 |
| May 20, 2026 | Purchase (code P) | Jonathan H. Cohen (CEO and Director) bought 144,704 shares at about $1.15 ($166K), reported as a purchase (code P). Holdings up 6% to 2,417,193 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 21, 2026 |
Cluster buys
2 insiders bought in 30 days
$333K in purchases since May 20, 2026 · Purchases traded May 20, 2026 to May 20, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Jonathan H. Cohen (CEO) | $166K | May 20, 2026 | SEC filing |
| Saul B. Rosenthal (President / COO) | $166K | May 20, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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