PCF insider buying and SEC filings, explained
High Income Securities Fund · CIK 810943
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$424K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 19–20, 2026 | Purchase (code P) | Phillip Goldstein (Director and Affiliate of the Adviser) bought 25,000 shares between Aug 19 and Aug 20 at about $5.38 ($134K), reported as a purchase (code P). Holdings up 52% to 72,860 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 6, 2026 | Purchase (code P) | Phillip Goldstein (Director and Affiliate of the Adviser) bought 819 shares at $5.30 ($4K), reported as a purchase (code P). Holdings up 2% to 47,860 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 10, 2026 |
| Apr 7–8, 2026 | Purchase (code P) | Phillip Goldstein (Director and Affiliate of the Adviser) bought 5,688 shares between Apr 7 and Apr 8 at about $5.46 ($31K), reported as a purchase (code P). Holdings up 14% to 47,041 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 9, 2026 |
| Mar 18, 2026 | Purchase (code P) | Phillip Goldstein (Director and Affiliate of the Adviser) bought 17,905 shares at $5.46 ($98K), reported as a purchase (code P). Holdings up 76% to 41,353 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 19, 2026 |
| Feb 2–3, 2026 | Purchase (code P) | Phillip Goldstein (Director and Affiliate of the Adviser) bought 17,514 shares between Feb 2 and Feb 3 at $6.05 ($106K), reported as a purchase (code P). Holdings up 295% to 23,448 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 4, 2026 |
| Jan 16, 2026 | Purchase (code P) | Rajeev P Das (Affiliate of the Adviser) bought 3,256 shares directly and indirectly (by spouse) at about $6.15 ($20K), reported as a purchase (code P). New position of 1,628 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jan 20, 2026 |
| Dec 16–18, 2025 | Purchase (code P) | Phillip Goldstein (Director) bought 5,787 shares between Dec 16, 2025 and Dec 18, 2025 at about $6.02 ($35K), reported as a purchase (code P). Holdings up 999%+ to 5,934 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 18, 2025 |
Cluster buys
2 insiders bought in 30 days
$161K in purchases since Dec 18, 2025 · Purchases traded Dec 18, 2025 to Feb 3, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Phillip Goldstein (Director) | $35K | Dec 18, 2025 | SEC filing |
| Rajeev P Das (Affiliate of the Adviser) | $20K | Jan 16, 2026 | SEC filing |
| Phillip Goldstein (Director) | $106K | Feb 3, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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