PENG insider buying and SEC filings, explained
SMART Global Holdings, Inc. · CIK 1616533
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$1.6M
Planned sales (10b5-1)
$3.1M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 29, 2026 | Planned (10b5-1) | Anthony George Frey (SVP and Chief Revenue Officer) sold 4,631 shares at about $58.91 ($273K), marked as a 10b5-1 plan trade. Holdings down 6% to 77,853 shares. | SEC filing Filed Oct 30, 2026, 4:42 PM ET |
| Oct 23, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 869 shares at $51.52 ($45K), marked as a 10b5-1 plan trade. Holdings down 1% to 85,853 shares. | SEC filing Filed Oct 26, 2026, 7:54 PM ET |
| Oct 22, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 738 shares at $55.08 ($41K), marked as a 10b5-1 plan trade. Holdings down 1% to 141,988 shares. | SEC filing Filed Oct 22, 2026, 8:04 PM ET |
| Aug 24, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 4,000 shares at about $50.58 ($202K), marked as a 10b5-1 plan trade. Holdings down 3% to 112,994 shares. | SEC filing Filed Aug 26, 2026 |
| Jul 23, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 1,327 shares at $57.47 ($76K), marked as a 10b5-1 plan trade. Holdings down 2% to 63,056 shares. | SEC filing Filed Jul 27, 2026 |
| Jul 22, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 739 shares at $56.12 ($41K), marked as a 10b5-1 plan trade. Holdings down 1% to 116,994 shares. | SEC filing Filed Jul 22, 2026 |
| Jun 15, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 4,000 shares at about $64.38 ($258K), marked as a 10b5-1 plan trade. Holdings down 3% to 120,794 shares. | SEC filing Filed Jun 16, 2026 |
| Jun 1, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 10,351 shares at about $58.88 ($609K), marked as a 10b5-1 plan trade. Holdings down 13% to 66,425 shares. | SEC filing Filed Jun 2, 2026 |
| May 26, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 4,000 shares at about $54.45 ($218K), marked as a 10b5-1 plan trade. Holdings down 3% to 124,794 shares. | SEC filing Filed May 28, 2026 |
| May 14, 2026 | Sale | Maximiliane C Straub (Director) sold 3,000 shares at $49.00 ($147K). Holdings down 5% to 51,975 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 11–12, 2026 | Sale | Maximiliane C Straub (Director) sold 12,000 shares between May 11 and May 12 at about $44.78 ($537K). Holdings down 18% to 54,975 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 13, 2026 |
| May 11–12, 2026 | Sale | Sandeep Nayyar (Director) sold 20,000 shares between May 11 and May 12 at about $44.52 ($890K). Holdings down 44% to 25,417 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 13, 2026 |
| May 8, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 5,000 shares at $39.99 ($200K), marked as a 10b5-1 plan trade. Holdings down 6% to 76,776 shares. | SEC filing Filed May 12, 2026 |
| May 5, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 5,000 shares at $34.75 ($174K), marked as a 10b5-1 plan trade. Holdings down 6% to 81,776 shares. | SEC filing Filed May 7, 2026 |
| Apr 23–24, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 6,485 shares between Apr 23 and Apr 24 at about $29.26 ($190K), marked as a 10b5-1 plan trade. Holdings down 7% to 86,776 shares. | SEC filing Filed Apr 27, 2026 |
| Apr 22, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 738 shares at $27.92 ($21K), marked as a 10b5-1 plan trade. Holdings down 1% to 128,794 shares. | SEC filing Filed Apr 22, 2026 |
| Apr 16, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 5,000 shares at $26.82 ($134K), marked as a 10b5-1 plan trade. Holdings down 5% to 95,549 shares. | SEC filing Filed Apr 20, 2026 |
| Apr 9, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 12,546 shares at about $22.55 ($283K), marked as a 10b5-1 plan trade. Holdings down 11% to 99,726 shares. | SEC filing Filed Apr 10, 2026 |
| Mar 16, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 4,000 shares at about $17.75 ($71K), marked as a 10b5-1 plan trade. Holdings down 3% to 131,352 shares. | SEC filing Filed Mar 17, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Anne Kuykendall (SVP and Chief Legal Officer) sold 4,000 shares at about $20.80 ($83K), marked as a 10b5-1 plan trade. Holdings down 3% to 135,352 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 24, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 10,046 shares at about $20.07 ($202K), marked as a 10b5-1 plan trade. Holdings down 8% to 112,272 shares. | SEC filing Filed Feb 25, 2026 |
| Feb 10, 2026 | Planned (10b5-1) | Joseph Gates Clark (SVP and Pres, Optimized LED) sold 1,346 shares at $19.03 ($26K), marked as a 10b5-1 plan trade. Holdings down 1% to 122,318 shares. | SEC filing Filed Feb 12, 2026 |
32 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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