Insider Ledger
PFLT insider buying and SEC filings, explained
PennantPark Floating Rate Capital Ltd. · CIK 1504619
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE
- Fiscal year end
- Sep 30
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Insider activity in the last 12 months
Bought
$272K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| May 12, 2026 | Purchase (code P) | Jose A Briones (Director) bought 5,770 shares at $8.67 ($50K), reported as a purchase (code P). Holdings up 2% to 348,083 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 12, 2026 |
| Mar 11, 2026 | Purchase (code P) | Richard T Allorto JR (CFO) bought 15,000 shares at $8.15 ($122K), reported as a purchase (code P). Holdings up 150% to 25,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 12, 2026 |
| Feb 19, 2026 | Purchase (code P) | Jose A Briones (Director) bought 5,895 shares at $8.48 ($50K), reported as a purchase (code P). Holdings up 2% to 342,313 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 23, 2026 |
| Dec 1, 2025 | Purchase (code P) | Jose A Briones (Director) bought 5,500 shares at $9.10 ($50K), reported as a purchase (code P). Holdings up 2% to 336,418 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 3, 2025 |
Cluster buys
2 insiders bought in 30 days
$172K in purchases since Feb 19, 2026 · Purchases traded Feb 19, 2026 to Mar 11, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Jose A Briones (Director) | $50K | Feb 19, 2026 | SEC filing |
| Richard T Allorto JR (CFO) | $122K | Mar 11, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 4:05 PM ET 8-K | Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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