PFX insider buying and SEC filings, explained
PhenixFIN Corp · CIK 1490349
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$2.7M
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 1–3, 2026 | Purchase (code P) | David A Lorber (CEO and Director) bought 8,656 shares between Jun 1 and Jun 3 at about $45.01 ($390K), reported as a purchase (code P). Holdings up 4% to 253,854 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 3, 2026 |
| May 12, 2026 | Purchase (code P) | David A Lorber (CEO and Director) bought 42,065 shares at about $39.95 ($1.7M), reported as a purchase (code P). Holdings up 21% to 245,198 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 14, 2026 |
| Mar 3, 2026 | Purchase (code P) | Howard Amster (Director and 10% owner) bought 11,500 shares at $42.56 ($489K), reported as a purchase (code P). Holdings up 5% to 248,248 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 5, 2026 |
| Dec 22–24, 2025 | Purchase (code P) | David A Lorber (CEO and Director) bought 1,705 shares between Dec 22, 2025 and Dec 24, 2025 at about $45.66 ($78K), reported as a purchase (code P). Holdings up 1% to 146,596 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 29, 2025 |
| Dec 22–23, 2025 | Purchase (code P) | Ellida McMillan (CFO) bought 156 shares between Dec 22, 2025 and Dec 23, 2025 at about $45.32 ($7K), reported as a purchase (code P). Holdings up 5% to 3,428 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 29, 2025 |
| Dec 17, 2025 | Purchase (code P) | Ellida McMillan (CFO) bought 37 shares at $44.00 ($2K), reported as a purchase (code P). Holdings up 1% to 3,272 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 19, 2025 |
| Dec 15–17, 2025 | Purchase (code P) | David A Lorber (CEO and Director) bought 1,146 shares between Dec 15, 2025 and Dec 17, 2025 at about $44.67 ($51K), reported as a purchase (code P). Holdings up 1% to 144,891 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 17, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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