Insider Ledger
PNNT insider buying and SEC filings, explained
Pennantpark Investment Corp. · CIK 1383414
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Fiscal year end
- Sep 30
- Former names
- Pennant Investment CORP
Insider activity in the last 12 months
Bought
$98K
Insiders who bought
2
Sold (not marked 10b5-1)
$1.4M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Mar 11, 2026 | Purchase (code P) | Richard T Allorto JR (CFO) bought 15,000 shares at $4.88 ($73K), reported as a purchase (code P). Holdings up 100% to 30,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 12, 2026 |
| Dec 5–8, 2025 | Sale | Jeffrey Flug (Director) sold 141,533 shares indirectly (by trust) between Dec 5, 2025 and Dec 8, 2025 at about $5.91 ($836K). Holdings by trust down 81% to 32,382 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 9, 2025 |
| Dec 3–4, 2025 | Sale | Jeffrey Flug (Director) sold 33,303 shares indirectly (by trust) between Dec 3, 2025 and Dec 4, 2025 at about $5.77 ($192K). Holdings by trust down 16% to 173,915 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 5, 2025 |
| Dec 1, 2025 | Purchase (code P) | Jose A Briones (Director) bought 4,235 shares at $5.91 ($25K), reported as a purchase (code P). Holdings up 2% to 274,722 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 3, 2025 |
| Nov 28–Dec 1, 2025 | Sale | Jeffrey Flug (Director) sold 36,100 shares indirectly (by trust) between Nov 28, 2025 and Dec 1, 2025 at about $6.05 ($218K). Holdings by trust down 15% to 207,218 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 2, 2025 |
| Nov 26, 2025 | Sale | Jeffrey Flug (Director) sold 25,000 shares indirectly (by trust) at $6.03 ($151K). Holdings by trust down 9% to 243,318 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 1, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 4:05 PM ET 8-K | Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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