PRU insider buying and SEC filings, explained
Prudential Financial Inc. · CIK 1137774
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE, NYSE, NYSE, NYSE
- Industry (SIC)
- Life Insurance
- State of incorporation
- NJ
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$169K
Insiders who bought
3
Sold (not marked 10b5-1)
$8.4M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 14, 2026 | Sale | Ann M. Kappler (EVP and General Counsel) sold 7,652 shares at about $125.01 ($957K). Holdings down 35% to 14,407 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 18, 2026 |
| May 14, 2026 | Sale | Ann M. Kappler (EVP and General Counsel) sold 13,580 shares at about $103.25 ($1.4M). Holdings down 38% to 22,059 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| Feb 17, 2026 | Purchase (code P) | Thomas D Stoddard (Director) bought 250 shares at $102.97 ($26K), reported as a purchase (code P). New position of 250 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 18, 2026 |
| Feb 11, 2026 | Purchase (code P) | Joseph J Wolk (Director) bought 400 shares at $105.32 ($42K), reported as a purchase (code P). New position of 400 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 12, 2026 |
| Feb 6, 2026 | Purchase (code P) | Jacques Chappuis (Executive Vice President) bought 1,000 shares at $100.97 ($101K), reported as a purchase (code P). New position of 1,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 9, 2026 |
| Dec 2, 2025 | Sale | Timothy L. Schmidt (Senior Vice President) sold 8,000 shares at $107.69 ($862K). Holdings down 41% to 11,535 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 2, 2025 |
| Nov 10, 2025 | Sale | Charles F Lowrey (Chair and Director) sold 48,164 shares at about $107.39 ($5.2M). Holdings down 23% to 165,564 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 12, 2025 |
81 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
3 insiders bought in 30 days
$169K in purchases since Feb 6, 2026 · Purchases traded Feb 6, 2026 to Feb 17, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Jacques Chappuis (Executive Vice President) | $101K | Feb 6, 2026 | SEC filing |
| Joseph J Wolk (Director) | $42K | Feb 11, 2026 | SEC filing |
| Thomas D Stoddard (Director) | $26K | Feb 17, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 4:20 PM ET 8-K | Earnings released (Item 2.02) Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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