Insider Ledger

RGT insider buying and SEC filings, explained

Royce Global Trust, Inc. · CIK 1514490

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Company profile

Exchanges
NYSE
Fiscal year end
Dec 31
Former names
ROYCE GLOBAL VALUE TRUST, INC.

Insider activity in the last 12 months

Bought
$11K
Insiders who bought
1
Sold (not marked 10b5-1)
$1.9M
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Sep 30, 2026Purchase (code P)Christopher D. Clark (President / COO and Director) bought 743 shares at $14.22 ($11K), reported as a purchase (code P). Holdings up 1% to 52,127 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Oct 1, 2026, 4:58 PM ET
Nov 10–12, 2025SaleCharles M. Royce (Sr. Advisor Royce & Associates) sold 131,004 shares indirectly (by family member) between Nov 10, 2025 and Nov 12, 2025 at about $12.52 ($1.6M). Holdings by family member down 19% to 549,346 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 12, 2025
Nov 6–7, 2025SaleCharles M. Royce (Sr. Advisor Royce & Associates) sold 10,564 shares indirectly (by family member) between Nov 6, 2025 and Nov 7, 2025 at about $12.55 ($133K). Holdings by family member down 2% to 680,350 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 7, 2025
Nov 5, 2025SaleCharles M. Royce (Sr. Advisor Royce & Associates) sold 8,432 shares indirectly (by family member) at $12.61 ($106K). Holdings by family member down 1% to 690,914 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 6, 2025

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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