RILY insider buying and SEC filings, explained
B. Riley Financial, Inc. · CIK 1464790
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$2.6M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Jun 16, 2026 | Sale | Bryant R. Riley (CEO and Director) sold 195,492 shares at $9.00 ($1.8M). Holdings down 3% to 6,574,236 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 16, 2026 |
| May 13–14, 2026 | Sale | Alan N Forman (EVP, General Counsel, Sec) sold 100,000 shares between May 13 and May 14 at about $8.56 ($856K). Holdings down 73% to 37,827 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 15, 2026 |
12 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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