RKT insider buying and SEC filings, explained
Rocket Companies, Inc. · CIK 1805284
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Mortgage Bankers & Loan Correspondents
- State of incorporation
- MI
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$10.8M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Nov 2, 2026 | Planned (10b5-1) | Jesse K Bray (CEO and Director) sold 225,000 shares indirectly (by trust) at about $13.75 ($3.1M), marked as a 10b5-1 plan trade. Holdings by trust down 3% to 7,503,027 shares. | SEC filing Filed Nov 3, 2026, 4:07 PM ET |
| Oct 2, 2026 | Planned (10b5-1) | Jesse K Bray (CEO and Director) sold 92,300 shares indirectly (by trust) at about $12.39 ($1.1M), marked as a 10b5-1 plan trade. Holdings by trust down 1% to 7,728,027 shares. | SEC filing Filed Oct 5, 2026, 4:10 PM ET |
| Oct 1, 2026 | Planned (10b5-1) | Jesse K Bray (CEO and Director) sold 132,700 shares indirectly (by trust) at about $12.01 ($1.6M), marked as a 10b5-1 plan trade. Holdings by trust down 2% to 7,820,327 shares. | SEC filing Filed Oct 2, 2026, 4:05 PM ET |
| Sep 15, 2026 | Planned (10b5-1) | Jesse K Bray (CEO and Director) sold 225,000 shares indirectly (by trust) at about $13.11 ($2.9M), marked as a 10b5-1 plan trade. Holdings by trust down 3% to 7,953,027 shares. | SEC filing Filed Sep 16, 2026 |
| Jan 9–12, 2026 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Jan 9 and Jan 12 at about $22.89 ($114K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,038,536 shares. | SEC filing Filed Jan 13, 2026 |
| Jan 7–8, 2026 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Jan 7 and Jan 8 at about $21.28 ($106K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,043,536 shares. | SEC filing Filed Jan 9, 2026 |
| Jan 5–6, 2026 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Jan 5 and Jan 6 at about $21.01 ($105K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,048,536 shares. | SEC filing Filed Jan 7, 2026 |
| Dec 31, 2025–Jan 2, 2026 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 31, 2025 and Jan 2 at about $19.58 ($98K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,053,536 shares. | SEC filing Filed Jan 5, 2026 |
| Dec 29–30, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 29, 2025 and Dec 30, 2025 at about $19.57 ($98K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,058,536 shares. | SEC filing Filed Dec 31, 2025 |
| Dec 23–26, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 7,500 shares between Dec 23, 2025 and Dec 26, 2025 at about $19.25 ($144K), marked as a 10b5-1 plan trade. Holdings down 1% to 1,063,536 shares. | SEC filing Filed Dec 29, 2025 |
| Dec 19–22, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 19, 2025 and Dec 22, 2025 at about $19.10 ($96K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,071,036 shares. | SEC filing Filed Dec 23, 2025 |
| Dec 17–18, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 17, 2025 and Dec 18, 2025 at about $18.53 ($93K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,076,036 shares. | SEC filing Filed Dec 19, 2025 |
| Dec 15–16, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 15, 2025 and Dec 16, 2025 at about $18.03 ($90K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,081,036 shares. | SEC filing Filed Dec 17, 2025 |
| Dec 10–12, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 7,500 shares between Dec 10, 2025 and Dec 12, 2025 at about $19.21 ($144K), marked as a 10b5-1 plan trade. Holdings down 1% to 1,086,036 shares. | SEC filing Filed Dec 12, 2025 |
| Dec 8–9, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 8, 2025 and Dec 9, 2025 at about $18.80 ($94K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,093,536 shares. | SEC filing Filed Dec 9, 2025 |
| Dec 4–5, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 4, 2025 and Dec 5, 2025 at about $19.60 ($98K), marked as a 10b5-1 plan trade. Holdings down 1% to 988,184 shares. | SEC filing Filed Dec 8, 2025 |
| Dec 2–3, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Dec 2, 2025 and Dec 3, 2025 at about $20.10 ($100K), marked as a 10b5-1 plan trade. Holdings down 1% to 993,184 shares. | SEC filing Filed Dec 4, 2025 |
| Nov 28–Dec 1, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 28, 2025 and Dec 1, 2025 at about $19.85 ($99K), marked as a 10b5-1 plan trade. Holdings down <1% to 998,184 shares. | SEC filing Filed Dec 2, 2025 |
| Nov 25–26, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 25, 2025 and Nov 26, 2025 at about $19.57 ($98K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,003,184 shares. | SEC filing Filed Nov 28, 2025 |
| Nov 21–24, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 21, 2025 and Nov 24, 2025 at about $17.40 ($87K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,008,184 shares. | SEC filing Filed Nov 25, 2025 |
| Nov 19–20, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 19, 2025 and Nov 20, 2025 at about $16.98 ($85K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,013,184 shares. | SEC filing Filed Nov 21, 2025 |
| Nov 17–18, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 17, 2025 and Nov 18, 2025 at about $16.74 ($84K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,018,184 shares. | SEC filing Filed Nov 19, 2025 |
| Nov 13–14, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 13, 2025 and Nov 14, 2025 at about $17.32 ($87K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,023,184 shares. | SEC filing Filed Nov 17, 2025 |
| Nov 11–12, 2025 | Planned (10b5-1) | Matthew Rizik (Director) sold 5,000 shares between Nov 11, 2025 and Nov 12, 2025 at about $17.58 ($88K), marked as a 10b5-1 plan trade. Holdings down <1% to 1,028,184 shares. | SEC filing Filed Nov 13, 2025 |
44 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Oct 29, 2026, 5:19 PM ET 8-K | Earnings released (Item 2.02) Reg FD disclosure (Item 7.01) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
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