RM insider buying and SEC filings, explained
Regional Management Corp. · CIK 1519401
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$347K
Insiders who bought
2
Sold (not marked 10b5-1)
$13.7M
Planned sales (10b5-1)
$1.7M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 29, 2026 | Planned (10b5-1) | Catherine R Atwood (SVP and General Counsel) sold 2,600 shares at about $37.39 ($97K), marked as a 10b5-1 plan trade. Holdings down 5% to 52,707 shares. | SEC filing Filed Oct 30, 2026, 4:30 PM ET |
| Oct 19, 2026 | Planned (10b5-1) | Catherine R Atwood (SVP and General Counsel) sold 200 shares at about $35.01 ($7K), marked as a 10b5-1 plan trade. Holdings down <1% to 55,307 shares. | SEC filing Filed Oct 21, 2026, 4:40 PM ET |
| Sep 15–17, 2026 | Sale | Edward Urban Kissel (10% owner) sold 29,322 shares between Sep 15 and Sep 17 at about $32.22 ($945K). Holdings down 3% to 919,136 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Sep 17, 2026 |
| Sep 1, 2026 | Sale | Bennett D. Lindenbaum (Director and 10% owner) sold 1,159 shares indirectly at $31.65 ($37K). Indirect holdings down 5% to 23,118 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Sep 3, 2026 |
| Aug 24, 2026 | Planned (10b5-1) | Catherine R Atwood (SVP and General Counsel) sold 200 shares at $35.00 ($7K), marked as a 10b5-1 plan trade. Holdings down <1% to 55,507 shares. | SEC filing Filed Aug 26, 2026 |
| Aug 11–12, 2026 | Purchase (code P) | Lakhbir S. Lamba (CEO and Director) bought 10,000 shares between Aug 11 and Aug 12 at about $31.65 ($316K), reported as a purchase (code P). Holdings up 22% to 55,734 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 13, 2026 |
| Jul 10, 2026 | Planned (10b5-1) | Steven B Barnette (VP, Chief Accounting Officer) sold 3,274 shares at about $43.30 ($142K), marked as a 10b5-1 plan trade. Holdings down 20% to 13,472 shares. | SEC filing Filed Jul 14, 2026 |
| Jul 1, 2026 | Planned (10b5-1) | Steven B Barnette (VP, Chief Accounting Officer) sold 1,600 shares at about $42.04 ($67K), marked as a 10b5-1 plan trade. Holdings down 9% to 16,746 shares. | SEC filing Filed Jul 2, 2026 |
| May 26, 2026 | Sale | Sandra K. Johnson (Director) sold 1,000 shares at $36.00 ($36K). Holdings down 4% to 21,933 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 27, 2026 |
| May 11, 2026 | Planned (10b5-1) | Catherine R Atwood (SVP and General Counsel) sold 3,000 shares at about $35.06 ($105K), marked as a 10b5-1 plan trade. Holdings down 7% to 40,942 shares. | SEC filing Filed May 11, 2026 |
| Apr 28–29, 2026 | Sale | Edward Urban Kissel (10% owner) sold 5,017 shares between Apr 28 and Apr 29 at about $38.96 ($195K). Holdings down 1% to 948,458 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Apr 30, 2026 |
| Apr 17–21, 2026 | Sale | Edward Urban Kissel (10% owner) sold 27,961 shares between Apr 17 and Apr 21 at about $39.50 ($1.1M). Holdings down 3% to 953,475 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Apr 21, 2026 |
| Apr 17, 2026 | Planned (10b5-1) | Steven B Barnette (VP, Chief Accounting Officer) sold 1,600 shares at $40.00 ($64K), marked as a 10b5-1 plan trade. Holdings down 8% to 18,346 shares. | SEC filing Filed Apr 20, 2026 |
| Apr 17, 2026 | Planned (10b5-1) | Brian J. Fisher (EVP, Chief Strat/Dev Officer) sold 2,961 shares at $38.95 ($115K), marked as a 10b5-1 plan trade. Holdings down 10% to 27,745 shares. | SEC filing Filed Apr 17, 2026 |
| Apr 14–15, 2026 | Planned (10b5-1) | Harpreet Rana (EVP, Chief Fin & Admin Officer) sold 17,987 shares between Apr 14 and Apr 15 at about $38.08 ($685K), marked as a 10b5-1 plan trade. Holdings down 36% to 31,524 shares. | SEC filing Filed Apr 16, 2026 |
| Apr 14–15, 2026 | Planned (10b5-1) | Brian J. Fisher (EVP, Chief Strat/Dev Officer) sold 8,457 shares between Apr 14 and Apr 15 at about $38.08 ($322K), marked as a 10b5-1 plan trade. Holdings down 23% to 27,745 shares. | SEC filing Filed Apr 16, 2026 |
| Apr 14–16, 2026 | Sale | Edward Urban Kissel (10% owner) sold 37,827 shares between Apr 14 and Apr 16 at about $38.19 ($1.4M). Holdings down 4% to 981,436 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Apr 16, 2026 |
| Mar 12, 2026 | Purchase (code P) | Roel C Campos (Director) bought 953 shares at $32.07 ($31K), reported as a purchase (code P). Holdings up 1% to 115,154 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Apr 8, 2026 |
| Feb 20–23, 2026 | Sale | Bennett D. Lindenbaum (Director and 10% owner) sold 9,044 shares in 2 share classes indirectly between Feb 20 and Feb 23 at about $34.38 ($311K). Indirect holdings of Common Stock down 5% to 103,611 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 7 other reporting owners. | SEC filing Filed Feb 24, 2026 |
| Feb 13–17, 2026 | Planned (10b5-1) | Catherine R Atwood (SVP and General Counsel) sold 3,000 shares between Feb 13 and Feb 17 at about $35.02 ($105K), marked as a 10b5-1 plan trade. Holdings down 6% to 43,942 shares. | SEC filing Filed Feb 18, 2026 |
| Jan 12–13, 2026 | Sale | Edward Urban Kissel (10% owner) sold 1,309 shares between Jan 12 and Jan 13 at about $38.86 ($51K). Holdings down <1% to 1,019,263 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Jan 14, 2026 |
| Jan 7–9, 2026 | Sale | Edward Urban Kissel (10% owner) sold 40,155 shares between Jan 7 and Jan 9 at about $38.89 ($1.6M). Holdings down 4% to 1,020,572 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Jan 9, 2026 |
| Jan 2–6, 2026 | Sale | Edward Urban Kissel (10% owner) sold 24,371 shares between Jan 2 and Jan 6 at about $39.33 ($959K). Holdings down 2% to 1,060,727 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 3 other reporting owners. | SEC filing Filed Jan 6, 2026 |
| Dec 9–10, 2025 | Sale | Bennett D. Lindenbaum (Director and 10% owner) sold 61,835 shares in 2 share classes indirectly between Dec 9, 2025 and Dec 10, 2025 at about $37.60 ($2.3M). Indirect holdings of Common Stock down 34% to 104,502 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 7 other reporting owners. | SEC filing Filed Dec 11, 2025 |
| Dec 2–3, 2025 | Sale | Michael R Dunn (Director) sold 10,000 shares between Dec 2, 2025 and Dec 3, 2025 at about $37.45 ($375K). Holdings down 9% to 103,109 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 4, 2025 |
| Nov 26–Dec 1, 2025 | Sale | Bennett D. Lindenbaum (Director and 10% owner) sold 3,804 shares in 2 share classes indirectly between Nov 26, 2025 and Dec 1, 2025 at about $38.56 ($147K). Indirect holdings of Common Stock down 3% to 114,198 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 6 other reporting owners. | SEC filing Filed Dec 1, 2025 |
| Nov 21–25, 2025 | Sale Amended filing | Bennett D. Lindenbaum (Director and 10% owner) sold 97,539 shares in 2 share classes indirectly between Nov 21, 2025 and Nov 25, 2025 at about $37.15 ($3.6M). Indirect holdings of Common Stock down 35% to 114,812 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 6 other reporting owners. This amends a filing from Nov 25, 2025. | SEC filing Filed Nov 26, 2025 |
| Nov 24, 2025 | Sale | Steven B Barnette (VP, Chief Accounting Officer) sold 1,640 shares at $37.00 ($61K). Holdings down 7% to 21,338 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 25, 2025 |
| Nov 11–12, 2025 | Sale | Brian J. Fisher (EVP, Chief Strat/Dev Officer) sold 13,640 shares between Nov 11, 2025 and Nov 12, 2025 at about $38.56 ($526K). Holdings down 25% to 41,448 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 13, 2025 |
31 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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