RMT insider buying and SEC filings, explained
Royce Micro-Cap Trust, Inc. · CIK 912147
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- State of incorporation
- MD
- Fiscal year end
- Dec 31
- Former names
- ROYCE MICRO-CAP TRUST, INC /MD/; ROYCE MICRO CAP TRUST INC /MD/; ROYCE OTC MICRO CAP FUND INC
Insider activity in the last 12 months
Bought
$314K
Insiders who bought
2
Sold (not marked 10b5-1)
$2.1M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 30, 2026 | Purchase (code P) | Christopher D. Clark (President / COO and Director) bought 1,000 shares at $13.40 ($13K), reported as a purchase (code P). Holdings up 1% to 76,624 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 1, 2026, 4:51 PM ET |
| Jun 15, 2026 | Purchase (code P) | Christopher D. Clark (President / COO and Director) bought 3,600 shares at $14.12 ($51K), reported as a purchase (code P). Holdings up 5% to 73,319 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 15, 2026 |
| Jun 5, 2026 | Purchase (code P) | John E. Denneen (Secretary and Secretary Investment Advisor) bought 4,000 shares at $13.70 ($55K), reported as a purchase (code P). Holdings up 49% to 12,232 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 8, 2026 |
| Jun 1, 2026 | Purchase (code P) | John E. Denneen (Secretary and Secretary Investment Advisor) bought 3,249 shares at $13.97 ($45K), reported as a purchase (code P). Holdings up 65% to 8,232 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 2, 2026 |
| Mar 24, 2002–Mar 24, 2026 | Purchase (code P) Amended filing | Christopher D. Clark (President / COO and Director) bought 13,000 shares between Mar 24, 2002 and Mar 24 at $11.48 ($149K), reported as a purchase (code P). Holdings up 23% to 68,648 shares. Not marked as a 10b5-1 plan trade. This amends a filing from Mar 25. | SEC filing Filed Mar 27, 2026 |
| Nov 5, 2025 | Sale | Charles M. Royce (Sr. Advisor Royce & Associates) sold 200,000 shares at $10.27 ($2.1M). Holdings down 25% to 596,926 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 6, 2025 |
Cluster buys
2 insiders bought in 30 days
$151K in purchases since Jun 1, 2026 · Purchases traded Jun 1, 2026 to Jun 15, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| John E. Denneen (Secretary) | $45K | Jun 1, 2026 | SEC filing |
| John E. Denneen (Secretary) | $55K | Jun 5, 2026 | SEC filing |
| Christopher D. Clark (President / COO) | $51K | Jun 15, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
Follow RMT in the Insider Ledger app
Get the appA plain-English brief of insider purchases, 8-Ks and red flags at the companies you pick. No account needed.