ROC insider buying and SEC filings, explained
Rank One Computing Corp · CIK 2077709
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$17K
Insiders who bought
1
Sold (not marked 10b5-1)
$4.1M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 30, 2026 | Sale | Scott Jeffrey Klum (10% owner) sold 1,200,000 shares at $3.42 ($4.1M). Holdings down 41% to 1,752,560 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 2, 2026, 4:05 PM ET |
| Sep 14, 2026 | Open-market purchase | Kathleen Louise Kiernan (Director) bought 4,000 shares at about $4.36 ($17K) in an open-market purchase. New position of 4,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 16, 2026 |
11 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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