ROK insider buying and SEC filings, explained
Rockwell Automation, Inc. · CIK 1024478
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- NYSE
- Industry (SIC)
- Measuring & Controlling Devices, NEC
- State of incorporation
- DE
- Fiscal year end
- Sep 30
- Former names
- ROCKWELL AUTOMATION INC; ROCKWELL AUTOMATION INC; ROCKWELL INTERNATIONAL CORP; NEW ROCKWELL INTERNATIONAL CORP
Insider activity in the last 12 months
Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$2.3M
Planned sales (10b5-1)
$62.3M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 8, 2026 | Planned (10b5-1) | Isaac Woods (Vice President and Treasurer) sold 154 shares at about $432.62 ($67K), marked as a 10b5-1 plan trade. Holdings down 8% to 1,858 shares. | SEC filing Filed Sep 9, 2026 |
| Aug 31–Sep 2, 2026 | Planned (10b5-1) | Matheus De A G Viera Bulho (SVP Software and Control) sold 867 shares between Aug 31 and Sep 2 at about $423.81 ($367K), marked as a 10b5-1 plan trade. Holdings down 50% to 867 shares. | SEC filing Filed Sep 2, 2026 |
| Aug 27, 2026 | Sale | Patricia A Watson (Director) sold 1,100 shares at about $431.43 ($475K). Holdings down 15% to 6,385 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 28, 2026 |
| Aug 20, 2026 | Planned (10b5-1) | Christian E Rothe (CFO) sold 590 shares at about $434.30 ($256K), marked as a 10b5-1 plan trade. Holdings down 5% to 10,429 shares. | SEC filing Filed Aug 21, 2026 |
| Jul 16, 2026 | Planned (10b5-1) | Terry L. Riesterer (Vice President and Controller) sold 281 shares at $453.24 ($127K), marked as a 10b5-1 plan trade. Holdings down 15% to 1,602 shares. | SEC filing Filed Jul 17, 2026 |
| Jun 4, 2026 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 377 shares at $460.51 ($174K), marked as a 10b5-1 plan trade. Holdings down 8% to 4,437 shares. | SEC filing Filed Jun 4, 2026 |
| Jun 2, 2026 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 218 shares at about $456.34 ($99K), marked as a 10b5-1 plan trade. Holdings down 4% to 4,814 shares. | SEC filing Filed Jun 3, 2026 |
| May 20, 2026 | Planned (10b5-1) | John M. Miller (VP and Chief IP Counsel) sold 1,054 shares at $426.02 ($449K), marked as a 10b5-1 plan trade. Holdings down 16% to 5,615 shares. | SEC filing Filed May 21, 2026 |
| May 7, 2026 | Sale | Terry L. Riesterer (Vice President and Controller) sold 4,024 shares at about $451.97 ($1.8M). Holdings down 97% to 134 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 8, 2026 |
| May 5, 2026 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 600 shares at about $449.58 ($270K), marked as a 10b5-1 plan trade. Holdings down 12% to 4,437 shares. | SEC filing Filed May 6, 2026 |
| May 5, 2026 | Planned (10b5-1) | Christopher Nardecchia (SVP, Chief Information Officer) sold 2,538 shares at about $446.44 ($1.1M), marked as a 10b5-1 plan trade. Holdings down 15% to 14,232 shares. | SEC filing Filed May 6, 2026 |
| May 5, 2026 | Planned (10b5-1) | Scott Genereux (Sr.VP, Chief Revenue Officer) sold 550 shares at $447.73 ($246K), marked as a 10b5-1 plan trade. Holdings down 17% to 2,764 shares. | SEC filing Filed May 6, 2026 |
| Apr 13, 2026 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 1,200 shares at $400.00 ($480K), marked as a 10b5-1 plan trade. Holdings down 21% to 4,437 shares. | SEC filing Filed Apr 14, 2026 |
| Apr 10, 2026 | Planned (10b5-1) | Cyril Perducat (SVP, Chief Technology Officer) sold 198 shares at about $395.00 ($78K), marked as a 10b5-1 plan trade. Holdings down 3% to 6,241 shares. | SEC filing Filed Apr 13, 2026 |
| Apr 8, 2026 | Planned (10b5-1) | Matheus De A G Viera Bulho (SVP Software and Control) sold 1,250 shares at $387.50 ($484K), marked as a 10b5-1 plan trade. Holdings down 42% to 1,734 shares. | SEC filing Filed Apr 9, 2026 |
| Apr 2, 2026 | Planned (10b5-1) | Matheus De A G Viera Bulho (SVP Software and Control) sold 299 shares at about $359.00 ($107K), marked as a 10b5-1 plan trade. Holdings down 9% to 2,984 shares. | SEC filing Filed Apr 3, 2026 |
| Mar 2, 2026 | Planned (10b5-1) | Robert L. Buttermore (SVP,Chief Supply Chain Officer) sold 8,932 shares at about $398.92 ($3.6M), marked as a 10b5-1 plan trade. Holdings down 76% to 2,878 shares. | SEC filing Filed Mar 3, 2026 |
| Feb 26, 2026 | Planned (10b5-1) | Christopher Nardecchia (SVP, Chief Information Officer) sold 14,465 shares at about $410.01 ($5.9M), marked as a 10b5-1 plan trade. Holdings down 50% to 14,232 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 1,200 shares at about $404.21 ($485K), marked as a 10b5-1 plan trade. Holdings down 21% to 4,437 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Isaac Woods (Vice President and Treasurer) sold 1,271 shares at about $405.69 ($516K), marked as a 10b5-1 plan trade. Holdings down 43% to 1,687 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Tessa M. Myers (SVP, Intelligent Devices) sold 1,985 shares at $409.37 ($813K), marked as a 10b5-1 plan trade. Holdings down 33% to 4,036 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Rebecca W House (SVP, CLO and Secretary) sold 12,100 shares at about $404.28 ($4.9M), marked as a 10b5-1 plan trade. Holdings down 50% to 12,200 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Scott Genereux (Sr.VP, Chief Revenue Officer) sold 17,407 shares at about $404.61 ($7.0M), marked as a 10b5-1 plan trade. Holdings down 84% to 3,314 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 17, 2026 | Planned (10b5-1) | Robert L. Buttermore (SVP,Chief Supply Chain Officer) sold 204 shares at about $380.14 ($78K), marked as a 10b5-1 plan trade. Holdings down 6% to 3,278 shares. | SEC filing Filed Feb 17, 2026 |
| Jan 2, 2026 | Planned (10b5-1) | Terry L. Riesterer (Vice President and Controller) sold 800 shares at $392.00 ($314K), marked as a 10b5-1 plan trade. Holdings down 39% to 1,234 shares. | SEC filing Filed Jan 5, 2026 |
| Dec 8–10, 2025 | Planned (10b5-1) | Matheus De A G Viera Bulho (SVP Software and Control) sold 2,059 shares between Dec 8, 2025 and Dec 10, 2025 at about $402.37 ($828K), marked as a 10b5-1 plan trade. Holdings down 46% to 2,401 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 575 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.38 ($231K), marked as a 10b5-1 plan trade. Holdings down 11% to 4,437 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Robert L. Buttermore (SVP,Chief Supply Chain Officer) sold 460 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.47 ($185K), marked as a 10b5-1 plan trade. Holdings down 14% to 2,914 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Cyril Perducat (SVP, Chief Technology Officer) sold 966 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.87 ($388K), marked as a 10b5-1 plan trade. Holdings down 14% to 5,858 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Isaac Woods (Vice President and Treasurer) sold 290 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.72 ($116K), marked as a 10b5-1 plan trade. Holdings down 12% to 2,058 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Tessa M. Myers (SVP, Intelligent Devices) sold 1,371 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.79 ($551K), marked as a 10b5-1 plan trade. Holdings down 19% to 6,021 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Blake D. Moret (CEO and Director) sold 7,231 shares indirectly (by trust) between Dec 8, 2025 and Dec 10, 2025 at about $401.78 ($2.9M), marked as a 10b5-1 plan trade. Holdings by trust down 7% to 94,585 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Scott Genereux (Sr.VP, Chief Revenue Officer) sold 1,654 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.84 ($665K), marked as a 10b5-1 plan trade. Holdings down 27% to 4,514 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Terry L. Riesterer (Vice President and Controller) sold 286 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.87 ($115K), marked as a 10b5-1 plan trade. Holdings down 12% to 2,034 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Christopher Nardecchia (SVP, Chief Information Officer) sold 1,092 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.60 ($439K), marked as a 10b5-1 plan trade. Holdings down 7% to 14,232 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | John M. Miller (VP and Chief IP Counsel) sold 117 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.70 ($47K), marked as a 10b5-1 plan trade. Holdings down 2% to 5,969 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 8–10, 2025 | Planned (10b5-1) | Rebecca W House (SVP, CLO and Secretary) sold 2,049 shares between Dec 8, 2025 and Dec 10, 2025 at about $401.87 ($823K), marked as a 10b5-1 plan trade. Holdings down 14% to 12,200 shares. | SEC filing Filed Dec 10, 2025 |
| Dec 4–5, 2025 | Planned (10b5-1) | Matheus De A G Viera Bulho (SVP Software and Control) sold 3,534 shares between Dec 4, 2025 and Dec 5, 2025 at about $403.04 ($1.4M), marked as a 10b5-1 plan trade. Holdings down 64% to 1,964 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Matthew W. Fordenwalt (SVP Lifecycle Services) sold 295 shares at about $402.92 ($119K), marked as a 10b5-1 plan trade. Holdings down 6% to 4,529 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Robert L. Buttermore (SVP,Chief Supply Chain Officer) sold 184 shares at about $402.86 ($74K), marked as a 10b5-1 plan trade. Holdings down 6% to 2,891 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Cyril Perducat (SVP, Chief Technology Officer) sold 139 shares at about $402.91 ($56K), marked as a 10b5-1 plan trade. Holdings down 3% to 4,651 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Isaac Woods (Vice President and Treasurer) sold 68 shares at about $402.89 ($27K), marked as a 10b5-1 plan trade. Holdings down 4% to 1,865 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Terry L. Riesterer (Vice President and Controller) sold 60 shares at about $402.89 ($24K), marked as a 10b5-1 plan trade. Holdings down 3% to 1,837 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Tessa M. Myers (SVP, Intelligent Devices) sold 371 shares at about $402.93 ($149K), marked as a 10b5-1 plan trade. Holdings down 7% to 5,219 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Christopher Nardecchia (SVP, Chief Information Officer) sold 129 shares at about $402.96 ($52K), marked as a 10b5-1 plan trade. Holdings down 1% to 14,117 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Rebecca W House (SVP, CLO and Secretary) sold 371 shares at about $402.90 ($149K), marked as a 10b5-1 plan trade. Holdings down 3% to 10,628 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Blake D. Moret (CEO and Director) sold 1,762 shares indirectly (by trust) at about $402.90 ($710K), marked as a 10b5-1 plan trade. Holdings by trust down 2% to 89,749 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | Scott Genereux (Sr.VP, Chief Revenue Officer) sold 282 shares at about $402.86 ($114K), marked as a 10b5-1 plan trade. Holdings down 8% to 3,150 shares. | SEC filing Filed Dec 5, 2025 |
| Dec 5, 2025 | Planned (10b5-1) | John M. Miller (VP and Chief IP Counsel) sold 30 shares at about $402.89 ($12K), marked as a 10b5-1 plan trade. Holdings down 1% to 5,892 shares. | SEC filing Filed Dec 5, 2025 |
| Nov 6, 2025 | Planned (10b5-1) | Blake D. Moret (CEO and Director) sold 61,700 shares indirectly (by trust) at about $391.56 ($24.2M), marked as a 10b5-1 plan trade. Holdings by trust down 42% to 83,873 shares. | SEC filing Filed Nov 10, 2025 |
75 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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