RVT insider buying and SEC filings, explained
Royce Small-Cap Trust, Inc. · CIK 804116
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$146K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 30, 2026 | Purchase (code P) | Christopher D. Clark (President / COO and Director) bought 1,200 shares at $17.06 ($20K), reported as a purchase (code P). Holdings up 2% to 53,840 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 30, 2026 |
| Jun 15, 2026 | Purchase (code P) | Christopher D. Clark (President / COO and Director) bought 2,800 shares at $18.16 ($51K), reported as a purchase (code P). Holdings up 6% to 50,826 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 15, 2026 |
| Mar 24, 2026 | Purchase (code P) | Christopher D. Clark (President / COO and Director) bought 4,500 shares at $16.69 ($75K), reported as a purchase (code P). Holdings up 11% to 47,235 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Mar 25, 2026 |
| Dec 17, 2025 | Purchase (code P) | Francis D. Gannon (Vice President) bought 186 shares at $15.87 ($3K), reported as a purchase (code P). Holdings up 4% to 4,714 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 18, 2025 |
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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