SAFTX insider buying and SEC filings, explained
Sound Point Alternative Income Fund · CIK 2028174
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- State of incorporation
- DE
- Fiscal year end
- Dec 31
- Former names
- Sound Point Opportunistic Credit Fund
Insider activity in the last 12 months
Bought
$475K
Insiders who bought
2
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 3, 2026 | Purchase (code P) | Kevin Andrew Simonoff (Director) bought 1,575 shares at $20.32 ($32K), reported as a purchase (code P). Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| May 14, 2026 | Purchase (code P) | Kevin Andrew Simonoff (Director) bought 2,499 shares indirectly (by spouse) at $20.01 ($50K), reported as a purchase (code P). Not marked as a 10b5-1 plan trade. | SEC filing Filed May 15, 2026 |
| Apr 20–28, 2026 | Purchase (code P) | Brian P. Smith (President / COO and Director) bought 19,643 shares between Apr 20 and Apr 28 at $20.00 ($393K), reported as a purchase (code P). New position of 19,643 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 6, 2026 |
Cluster buys
2 insiders bought in 30 days
$443K in purchases since Apr 28, 2026 · Purchases traded Apr 28, 2026 to May 14, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Brian P. Smith (President / COO) | $393K | Apr 28, 2026 | SEC filing |
| Kevin Andrew Simonoff (Director) | $50K | May 14, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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