Insider Ledger

SAR insider buying and SEC filings, explained

Saratoga Investment Corp. · CIK 1377936

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Company profile

Exchanges
NYSE, NYSE, NYSE, NYSE, NYSE, NYSE
State of incorporation
MD
Fiscal year end
Feb 28
Former names
GSC INVESTMENT CORP.; GSC Investment LLC

Insider activity in the last 12 months

Bought
$446K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Oct 8–9, 2026Purchase (code P)Christian L Oberbeck (CEO and Director) bought 30,000 shares indirectly (by entity) between Oct 8 and Oct 9 at about $14.86 ($446K), reported as a purchase (code P). New position of 30,000 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Oct 13, 2026, 8:30 AM ET

6 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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