Insider Ledger

SF insider buying and SEC filings, explained

Stifel Financial Corp. · CIK 720672

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$423K
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Jul 23, 2026SaleMaryam S. Brown (Director) sold 4,700 shares at about $79.20 ($372K). Holdings down 45% to 5,729 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jul 27, 2026
Feb 2, 2026SaleDavid Rubulotta (Co-Head Fixed Inc Cap Mkts) sold 400 shares at $124.31 ($50K). Holdings down 29% to 992 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 4, 2026
Jan 29, 2026SaleJames M. Zemlyak (President / COO) sold 9 shares indirectly (by child) at $123.90 ($1K). Holdings by child down <1% to 7,072 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 2, 2026

68 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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