Insider Ledger

SHFS insider buying and SEC filings, explained

SHF Holdings, Inc. · CIK 1854963

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Sep 30, 2025Other purchaseJeffrey R. Kay (Chief Marketing Officer) bought 4,120 Series B Warrant to Purchase Common Stock (Right to Buy) in 2 share classes at about $12.23 ($50K), reported as a purchase (code P). New position of 4,057 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Sep 30, 2025Other purchaseTerrance Elliot Mendez (CEO and Director) bought 8,175 Series B Warrant to Purchase Common Stock (Right to Buy) in 2 share classes at about $12.23 ($100K), reported as a purchase (code P). New position of 8,050 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Sep 30, 2025Other purchaseMichael Regan (Chief Inv. & Strat. Officer) bought 4,120 Series B Warrant to Purchase Common Stock (Right to Buy) in 2 share classes at about $12.23 ($50K), reported as a purchase (code P). New position of 4,057 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Sep 30, 2025Other purchaseRichard Carleton (Director) bought 850 Series B Warrant to Purchase Common Stock (Right to Buy) in 2 share classes at about $12.24 ($10K), reported as a purchase (code P). New position of 837 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026

5 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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