SPMC insider buying and SEC filings, explained
Sound Point Meridian Capital, Inc. · CIK 1930147
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$201K
Insiders who bought
3
Sold (not marked 10b5-1)
$179K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Aug 26, 2026 | Sale | Matthew E. Forstenhausler (Director) sold 2,427 shares at about $9.20 ($22K). Holdings down 22% to 8,496 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 28, 2026 |
| Aug 26–27, 2026 | Purchase (code P) | Matthew E. Forstenhausler (Director) bought 4,000 shares between Aug 26 and Aug 27 at about $9.26 ($37K), reported as a purchase (code P). Holdings up 47% to 12,496 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 28, 2026 |
| Feb 13, 2026 | Purchase (code P) | Matthew E. Forstenhausler (Director) bought 2,000 shares at $11.50 ($23K), reported as a purchase (code P). Holdings up 26% to 9,644 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 18, 2026 |
| Feb 13, 2026 | Purchase (code P) | Stephen Ketchum (Chair and Director) bought 1,000 shares at $11.40 ($11K), reported as a purchase (code P). Holdings up 1% to 93,090 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 18, 2026 |
| Jan 29, 2026 | Sale | Assured Guaranty Municipal Holdings Inc. (10% owner) sold 237 shares indirectly at $14.32 ($3K). Indirect holdings down <1% to 5,269,453 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 4 other reporting owners. | SEC filing Filed Feb 2, 2026 |
| Jan 23–27, 2026 | Sale | Assured Guaranty Municipal Holdings Inc. (10% owner) sold 4,867 shares indirectly between Jan 23 and Jan 27 at about $14.31 ($70K). Indirect holdings down <1% to 5,269,690 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 4 other reporting owners. | SEC filing Filed Jan 27, 2026 |
| Jan 12–14, 2026 | Sale | Assured Guaranty Municipal Holdings Inc. (10% owner) sold 5,597 shares indirectly between Jan 12 and Jan 14 at about $14.64 ($82K). Indirect holdings down <1% to 5,274,557 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 4 other reporting owners. | SEC filing Filed Jan 14, 2026 |
| Dec 17–19, 2025 | Purchase (code P) | Matthew E. Forstenhausler (Director) bought 6,318 shares between Dec 17, 2025 and Dec 19, 2025 at about $13.62 ($86K), reported as a purchase (code P). Holdings up 632% to 7,318 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 19, 2025 |
| Dec 12–16, 2025 | Purchase (code P) | Ujjaval Desai (CEO and Director) bought 3,162 shares between Dec 12, 2025 and Dec 16, 2025 at about $13.62 ($43K), reported as a purchase (code P). Holdings up 4% to 81,741 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 16, 2025 |
| Nov 17, 2025 | Sale | Assured Guaranty Municipal Holdings Inc. (10% owner) sold 102 shares indirectly at $16.40 ($2K). Indirect holdings down <1% to 5,280,154 shares. Not marked as a 10b5-1 plan trade. Filed jointly with 4 other reporting owners. | SEC filing Filed Nov 19, 2025 |
Cluster buys
2 insiders bought in 30 days
$34K in purchases since Feb 13, 2026 · Purchases traded Feb 13, 2026 to Feb 13, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Stephen Ketchum (Chair) | $11K | Feb 13, 2026 | SEC filing |
| Matthew E. Forstenhausler (Director) | $23K | Feb 13, 2026 | SEC filing |
2 insiders bought in 30 days
$129K in purchases since Dec 16, 2025 · Purchases traded Dec 16, 2025 to Dec 19, 2025 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Ujjaval Desai (CEO) | $43K | Dec 16, 2025 | SEC filing |
| Matthew E. Forstenhausler (Director) | $86K | Dec 19, 2025 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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