TSI insider buying and SEC filings, explained
TCW Strategic Income Fund Inc. · CIK 809559
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$1.5M
Insiders who bought
2
Sold (not marked 10b5-1)
$125K
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 30, 2026 | Sale | Robert Gerald Rooney (Director) sold 29,333 shares at about $4.26 ($125K). Holdings down 56% to 23,474 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 2, 2026, 12:58 PM ET |
| Sep 29, 2026 | Other purchase | Patrick C. Haden (Director) bought 63,000 Common Shares at $4.24 ($267K), reported as a purchase (code P). Holdings down 73% to 22,722 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 30, 2026 |
| Feb 20, 2026 | Purchase (code P) | Peter McMillan (Director) bought 50,000 shares at $4.64 ($232K), reported as a purchase (code P). Holdings up 20% to 300,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 20, 2026 |
| Feb 18, 2026 | Purchase (code P) | Peter McMillan (Director) bought 32,610 shares at $4.70 ($153K), reported as a purchase (code P). Holdings up 15% to 250,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 19, 2026 |
| Feb 13, 2026 | Purchase (code P) | Peter McMillan (Director) bought 17,390 shares at $4.71 ($82K), reported as a purchase (code P). Holdings up 9% to 217,390 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 13, 2026 |
| Feb 11–12, 2026 | Purchase (code P) | Peter McMillan (Director) bought 190,000 shares between Feb 11 and Feb 12 at about $4.73 ($899K), reported as a purchase (code P). Holdings up 999%+ to 200,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 12, 2026 |
| Nov 25–Dec 1, 2025 | Purchase (code P) | Robert Gerald Rooney (Director) bought 20,500 shares between Nov 25, 2025 and Dec 1, 2025 at about $4.93 ($101K), reported as a purchase (code P). New position of 20,500 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 3, 2025 |
5 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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