UMBF insider buying and SEC filings, explained
Umb Financial Corp. · CIK 101382
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$231K
Insiders who bought
2
Sold (not marked 10b5-1)
$11.6M
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 30, 2026 | Sale | Kevin Charles Gallagher (Director) sold 370 shares at $134.82 ($50K). Holdings down 3% to 11,493 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 30, 2026, 4:20 PM ET |
| Sep 1, 2026 | Purchase (code P) | Tamara Peterman (Director) bought 394 shares at $139.60 ($55K), reported as a purchase (code P). Holdings up 4% to 10,680 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 3, 2026 |
| Sep 1, 2026 | Purchase (code P) | Greg M. Graves (Director) bought 573 shares at $139.60 ($80K), reported as a purchase (code P). Holdings up 1% to 40,463 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 3, 2026 |
| Aug 17, 2026 | Sale | Thomas S Terry (Chief Credit Officer) sold 5,713 shares at about $151.77 ($867K). Holdings down 16% to 30,689 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 18, 2026 |
| Aug 17, 2026 | Sale | Ram Shankar (CFO) sold 2,000 shares at $151.61 ($303K). Holdings down 6% to 30,389 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 18, 2026 |
| Aug 6, 2026 | Sale | Susan G Murphy (Director) sold 1,377 shares at about $145.56 ($200K). Holdings down 11% to 10,635 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 7, 2026 |
| Aug 5, 2026 | Sale | David Carl Odgers (Chief Accounting Officer) sold 145 shares at $147.30 ($21K). Holdings down 2% to 6,538 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 6, 2026 |
| Aug 4, 2026 | Sale | J. Mariner Kemper (CEO and Director) sold 15,062 shares indirectly (by trust) at about $148.55 ($2.2M). Holdings by trust down 1% to 1,491,138 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 6, 2026 |
| Aug 4, 2026 | Sale | Uma Wilson (Executive Vice President) sold 4,145 shares at $148.00 ($613K). Holdings down 17% to 20,270 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| Aug 4, 2026 | Sale | Nikki Farentino Newton (President / COO) sold 2,000 shares at about $148.60 ($297K). Holdings down 14% to 11,981 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| Aug 4, 2026 | Sale | Phillip James Mason (President / COO) sold 800 shares at $147.00 ($118K). Holdings down 8% to 8,894 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| Aug 3, 2026 | Sale | J. Mariner Kemper (CEO and Director) sold 4,200 shares indirectly (by trust) at about $147.27 ($619K). Holdings by trust down 43% to 5,561 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 4, 2026 |
| Jul 31, 2026 | Sale | Robert Brian Beaird (Chief Human Resource Officer) sold 1,600 shares at about $144.40 ($231K). Holdings down 15% to 8,943 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 31, 2026 |
| Jul 31, 2026 | Sale | Kevin Charles Gallagher (Director) sold 360 shares at $145.13 ($52K). Holdings down 3% to 11,863 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jul 31, 2026 |
| Jun 10, 2026 | Sale | Kevin Charles Gallagher (Director) sold 381 shares at $132.88 ($51K). Holdings down 3% to 12,223 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Jun 9, 2026 | Sale | James D Rine (President / COO) sold 8,246 shares at about $132.59 ($1.1M). Holdings down 12% to 61,446 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 10, 2026 |
| Feb 3, 2026 | Sale | Kevin Charles Gallagher (Director) sold 388 shares at $129.30 ($50K). Holdings down 3% to 12,488 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 3, 2026 |
| Feb 2, 2026 | Purchase (code P) | Greg M. Graves (Director) bought 220 shares at $127.84 ($28K), reported as a purchase (code P). Holdings up 1% to 39,541 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 3, 2026 |
| Feb 2, 2026 | Purchase (code P) | Tamara Peterman (Director) bought 154 shares at $127.84 ($20K), reported as a purchase (code P). Holdings up 2% to 10,102 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 3, 2026 |
| Feb 2, 2026 | Sale | J. Mariner Kemper (CEO and Director) sold 18,714 shares directly and indirectly (by trust) at about $128.68 ($2.4M). Direct holdings down 1% to 318,350 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 3, 2026 |
| Dec 11, 2025 | Sale | James D Rine (President / COO) sold 3,487 shares at $119.03 ($415K). Holdings down 5% to 70,577 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 12, 2025 |
| Dec 8, 2025 | Sale | J. Mariner Kemper (CEO and Director) sold 15,367 shares indirectly (by trust) at about $114.58 ($1.8M). Holdings by trust down 1% to 1,521,414 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Dec 8, 2025 |
| Nov 10, 2025 | Sale | Kevin Charles Gallagher (Director) sold 460 shares at $110.71 ($51K). Holdings down 4% to 12,090 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 12, 2025 |
| Nov 4, 2025 | Sale | Nikki Farentino Newton (President / COO) sold 1,300 shares at about $106.09 ($138K). Holdings down 9% to 13,667 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 5, 2025 |
| Nov 3, 2025 | Purchase (code P) | Tamara Peterman (Director) bought 185 shares at $106.41 ($20K), reported as a purchase (code P). Holdings up 2% to 9,128 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 5, 2025 |
| Nov 3, 2025 | Purchase (code P) | Greg M. Graves (Director) bought 264 shares at $106.41 ($28K), reported as a purchase (code P). Holdings up 1% to 38,411 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 5, 2025 |
94 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$135K in purchases since Sep 1, 2026 · Purchases traded Sep 1, 2026 to Sep 1, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Greg M. Graves (Director) | $80K | Sep 1, 2026 | SEC filing |
| Tamara Peterman (Director) | $55K | Sep 1, 2026 | SEC filing |
2 insiders bought in 30 days
$48K in purchases since Feb 2, 2026 · Purchases traded Feb 2, 2026 to Feb 2, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Tamara Peterman (Director) | $20K | Feb 2, 2026 | SEC filing |
| Greg M. Graves (Director) | $28K | Feb 2, 2026 | SEC filing |
2 insiders bought in 30 days
$48K in purchases since Nov 3, 2025 · Purchases traded Nov 3, 2025 to Nov 3, 2025 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Greg M. Graves (Director) | $28K | Nov 3, 2025 | SEC filing |
| Tamara Peterman (Director) | $20K | Nov 3, 2025 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
Follow UMBF in the Insider Ledger app
Get the appA plain-English brief of insider purchases, 8-Ks and red flags at the companies you pick. No account needed.