Insider Ledger

UPB insider buying and SEC filings, explained

Upstream Bio, Inc. · CIK 2022626

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$0
Insiders who bought
0
Sold (not marked 10b5-1)
$105K
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Sep 16, 2026SaleAaron Deykin (Chief Medical Officer) sold 895 shares at $5.49 ($5K). Holdings down 3% to 32,302 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 17, 2026
Sep 16, 2026SaleEverett Rand Sutherland (CEO and Director) sold 2,095 shares at $5.49 ($12K). Holdings down 3% to 68,717 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 17, 2026
Sep 16, 2026SaleAdam Houghton (Chief Business Officer) sold 700 shares at $5.49 ($4K). Holdings down 3% to 22,901 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 17, 2026
Sep 16, 2026SaleMichael Gray (CFO) sold 853 shares at $5.49 ($5K). Holdings down 3% to 27,942 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 17, 2026
Sep 16, 2026SaleAllison Ambrose (General Counsel) sold 485 shares at $5.49 ($3K). Holdings down 3% to 15,563 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Sep 17, 2026
Jun 16, 2026SaleMichael Gray (CFO) sold 853 shares at $6.10 ($5K). Holdings down 3% to 28,795 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 17, 2026
Jun 16, 2026SaleEverett Rand Sutherland (CEO and Director) sold 2,095 shares at $6.10 ($13K). Holdings down 3% to 70,812 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 17, 2026
Jun 16, 2026SaleAdam Houghton (Chief Business Officer) sold 700 shares at $6.10 ($4K). Holdings down 3% to 23,601 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 17, 2026
Jun 16, 2026SaleAaron Deykin (Chief Medical Officer) sold 895 shares at $6.10 ($5K). Holdings down 3% to 33,197 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 17, 2026
Jun 16, 2026SaleAllison Ambrose (General Counsel) sold 477 shares at $6.10 ($3K). Holdings down 3% to 16,048 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 17, 2026
Mar 16, 2026SaleMichael Gray (CFO) sold 852 shares at $9.29 ($8K). Holdings down 3% to 29,648 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 17, 2026
Mar 16, 2026SaleAaron Deykin (Chief Medical Officer) sold 894 shares at $9.29 ($8K). Holdings down 3% to 32,687 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 17, 2026
Mar 16, 2026SaleEverett Rand Sutherland (CEO and Director) sold 2,093 shares at $9.29 ($19K). Holdings down 3% to 72,907 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 17, 2026
Mar 16, 2026SaleAllison Ambrose (General Counsel) sold 475 shares at $9.29 ($4K). Holdings down 3% to 16,525 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 17, 2026
Mar 16, 2026SaleAdam Houghton (Chief Business Officer) sold 699 shares at $9.29 ($6K). Holdings down 3% to 24,301 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Mar 17, 2026

11 routine transactions (such as grants, option exercises or tax withholding) are not listed.

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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