UPST insider buying and SEC filings, explained
Upstart Holdings, Inc. · CIK 1647639
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Company profile
- Exchanges
- Nasdaq
- Industry (SIC)
- Finance Services
- State of incorporation
- DE
- Fiscal year end
- Dec 31
Insider activity in the last 12 months
Bought
$11.6M
Insiders who bought
2
Sold (not marked 10b5-1)
$3.1M
Planned sales (10b5-1)
$1.1M
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Sep 10, 2026 | Purchase (code P) | Paul Gu (CEO and Director) bought 50,000 shares indirectly (by entity) at about $25.55 ($1.3M), reported as a purchase (code P). Holdings by entity up 63% to 130,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Sep 10, 2026 |
| Aug 25, 2026 | Planned (10b5-1) | Natalia Mirgorodskaya (Chief Accounting Officer) sold 913 shares at $30.03 ($27K), marked as a 10b5-1 plan trade. Holdings down 2% to 35,875 shares. | SEC filing Filed Aug 27, 2026 |
| Aug 20, 2026 | Sale | Natalia Mirgorodskaya (Chief Accounting Officer) sold 586 shares at about $28.09 ($16K). Holdings down 2% to 36,788 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 20, 2026 | Sale | Scott Darling (Chief Legal Officer) sold 7,696 shares at about $28.09 ($216K). Holdings down 10% to 73,306 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 19–20, 2026 | Sale | Sanjay Datta (President / COO) sold 18,945 shares between Aug 19 and Aug 20 at about $29.87 ($566K). Holdings down 6% to 292,578 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 21, 2026 |
| Aug 17–19, 2026 | Planned (10b5-1) | Andrea Blankmeyer (CFO) sold 10,175 shares between Aug 17 and Aug 19 at about $29.35 ($299K), marked as a 10b5-1 plan trade. Holdings down 6% to 152,208 shares. | SEC filing Filed Aug 19, 2026 |
| Aug 17, 2026 | Sale | Sanjay Datta (President / COO) sold 2,033 shares at about $29.36 ($60K). Holdings down 1% to 311,523 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
| Aug 17, 2026 | Sale | Scott Darling (Chief Legal Officer) sold 814 shares at about $29.36 ($24K). Holdings down 1% to 87,186 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Aug 19, 2026 |
| Jun 9, 2026 | Sale | Sanjay Datta (President / COO) sold 15,000 shares at about $30.41 ($456K). Holdings down 5% to 313,556 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Jun 11, 2026 |
| May 26, 2026 | Planned (10b5-1) | Natalia Mirgorodskaya (Chief Accounting Officer) sold 974 shares at $28.99 ($28K), marked as a 10b5-1 plan trade. Holdings down 3% to 37,374 shares. | SEC filing Filed May 27, 2026 |
| May 20, 2026 | Sale | Natalia Mirgorodskaya (Chief Accounting Officer) sold 526 shares at about $28.77 ($15K). Holdings down 1% to 38,348 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 22, 2026 |
| May 20, 2026 | Sale | Sanjay Datta (President / COO) sold 7,985 shares at about $28.77 ($230K). Holdings down 2% to 328,556 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 22, 2026 |
| May 20, 2026 | Sale | Scott Darling (Chief Legal Officer) sold 6,634 shares at about $28.78 ($191K). Holdings down 7% to 88,728 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 22, 2026 |
| May 15, 2026 | Sale | Andrea Blankmeyer (CFO) sold 7,044 shares at about $29.63 ($209K). Holdings down 4% to 162,383 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 15, 2026 | Sale | Sanjay Datta (President / COO) sold 1,817 shares at about $29.56 ($54K). Holdings down 1% to 336,541 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 15, 2026 | Sale | Scott Darling (Chief Legal Officer) sold 727 shares at about $29.54 ($21K). Holdings down 1% to 102,609 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 18, 2026 |
| May 13, 2026 | Purchase (code P) | Paul Gu (CEO and Director) bought 50,000 shares indirectly (by trust) at $27.50 ($1.4M), reported as a purchase (code P). Holdings by trust up 250% to 70,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 14, 2026 |
| May 7, 2026 | Purchase (code P) | Dave Girouard (Director and 10% owner) bought 170,240 shares indirectly at about $29.37 ($5.0M), reported as a purchase (code P). Indirect holdings up 2% to 8,512,941 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed May 8, 2026 |
| Mar 2, 2026 | Planned (10b5-1) | Natalia Mirgorodskaya (Chief Accounting Officer) sold 390 shares at $26.02 ($10K), marked as a 10b5-1 plan trade. Holdings down 1% to 34,274 shares. | SEC filing Filed Mar 3, 2026 |
| Feb 25, 2026 | Planned (10b5-1) | Natalia Mirgorodskaya (Chief Accounting Officer) sold 866 shares at $28.79 ($25K), marked as a 10b5-1 plan trade. Holdings down 3% to 25,289 shares. | SEC filing Filed Feb 27, 2026 |
| Feb 20, 2026 | Sale | Natalia Mirgorodskaya (Chief Accounting Officer) sold 633 shares at about $29.90 ($19K). Holdings down 2% to 26,155 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 24, 2026 |
| Feb 20, 2026 | Sale | Sanjay Datta (CFO) sold 7,982 shares at about $29.86 ($238K). Holdings down 3% to 276,688 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 24, 2026 |
| Feb 20, 2026 | Planned (10b5-1) | Scott Darling (Chief Legal Officer) sold 6,868 shares directly and indirectly (by trust) at about $29.87 ($205K), marked as a 10b5-1 plan trade. Direct holdings down 7% to 86,120 shares. | SEC filing Filed Feb 24, 2026 |
| Jan 5, 2026 | Planned (10b5-1) | Scott Darling (Chief Legal Officer) sold 1,000 shares indirectly (by trust) at $50.00 ($50K), marked as a 10b5-1 plan trade. Holdings by trust down 5% to 17,435 shares. | SEC filing Filed Jan 7, 2026 |
| Dec 12, 2025 | Planned (10b5-1) | Kerry Whorton Cooper (Director) sold 1,500 shares indirectly at $50.00 ($75K), marked as a 10b5-1 plan trade. Indirect holdings down 6% to 23,934 shares. | SEC filing Filed Dec 16, 2025 |
| Dec 12, 2025 | Planned (10b5-1) | Scott Darling (Chief Legal Officer) sold 7,392 shares indirectly (by trust) at $50.00 ($370K), marked as a 10b5-1 plan trade. Holdings by trust down 30% to 17,435 shares. | SEC filing Filed Dec 16, 2025 |
| Nov 25, 2025 | Planned (10b5-1) | Natalia Mirgorodskaya (Chief Accounting Officer) sold 762 shares at $38.91 ($30K), marked as a 10b5-1 plan trade. Holdings down 3% to 26,398 shares. | SEC filing Filed Nov 26, 2025 |
| Nov 20, 2025 | Sale | Sanjay Datta (CFO) sold 13,624 shares at about $36.57 ($498K). Holdings down 5% to 284,280 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 24, 2025 |
| Nov 20, 2025 | Sale | Scott Darling (Chief Legal Officer) sold 7,723 shares at about $36.57 ($282K). Holdings down 7% to 97,990 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 24, 2025 |
| Nov 11, 2025 | Purchase (code P) | Paul Gu (Chief Technology Offier and Director) bought 100,000 shares indirectly (by entity) at about $39.23 ($3.9M), reported as a purchase (code P). New position of 80,000 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Nov 13, 2025 |
25 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
2 insiders bought in 30 days
$6.4M in purchases since May 7, 2026 · Purchases traded May 7, 2026 to May 13, 2026 · Closed
| Insider | Value | Traded | Source |
|---|---|---|---|
| Dave Girouard (Director) | $5.0M | May 7, 2026 | SEC filing |
| Paul Gu (CEO) | $1.4M | May 13, 2026 | SEC filing |
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
| Filed | Items | Tag | Source |
|---|---|---|---|
| Nov 3, 2026, 8:10 AM ET 8-K | Earnings released (Item 2.02) | SEC filing |
Red flags are objective triggers only: the item or form filed, never an opinion.
Follow UPST in the Insider Ledger app
Get the appA plain-English brief of insider purchases, 8-Ks and red flags at the companies you pick. No account needed.