Insider Ledger

USA insider buying and SEC filings, explained

Liberty All Star Equity Fund · CIK 799195

Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov

Insider activity in the last 12 months

Bought
$24K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0

Insider purchases and sales, last 12 months

TradedTypeWhat was filedSource
Jun 2–3, 2026Purchase (code P)Mark T. Haley (President / COO) bought 2,356 shares between Jun 2 and Jun 3 at about $5.82 ($14K), reported as a purchase (code P). Holdings up 1% to 175,056 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Jun 3, 2026
May 8, 2026Purchase (code P)Robert Milas (Access Person of the Fund) bought 1,700 shares at $5.82 ($10K), reported as a purchase (code P). Holdings up 42% to 5,759 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed May 8, 2026
Feb 6, 2026Purchase (code P)Erich Rettinger (Treasurer) bought 350 shares at $6.01 ($2K), reported as a purchase (code P). New position of 350 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Feb 6, 2026
Dec 30, 2025Purchase (code P)Mark T. Haley (President / COO) bought 1,600 shares at $6.30 ($10K), reported as a purchase (code P). Holdings up 1% to 159,071 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Dec 30, 2025
Nov 21, 2025Purchase (code P)Sareena Khwaja-Dixon (Assistant Secretary) bought 500 shares at $5.86 ($3K), reported as a purchase (code P). New position of 500 shares. Not marked as a 10b5-1 plan trade.SEC filing
Filed Nov 21, 2025

Cluster buys

No cluster buys in the last 12 months.

Red flags

No red flags in the last 12 months.

Key events

No key events in the last 12 months.

8-K filings, last 12 months

No 8-K filings in the last 12 months.

Red flags are objective triggers only: the item or form filed, never an opinion.

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