XFLT insider buying and SEC filings, explained
XAI Octagon Floating Rate & Alternative Income Trust · CIK 1703079
Tracked: Forms 3/4/5, 8-K, NT · All filings on sec.gov
Insider activity in the last 12 months
Bought
$70K
Insiders who bought
1
Sold (not marked 10b5-1)
$0
Planned sales (10b5-1)
$0
Insider purchases and sales, last 12 months
| Traded | Type | What was filed | Source |
|---|---|---|---|
| Oct 23, 2026 | Purchase (code P) | John Yogi Spence (Vice President) bought 1,000 shares at $16.50 ($17K), reported as a purchase (code P). Holdings up 1% to 115,357 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 26, 2026, 12:14 PM ET |
| Oct 21, 2026 | Purchase (code P) | John Yogi Spence (Vice President) bought 2,000 shares at $17.07 ($34K), reported as a purchase (code P). Holdings up 2% to 114,357 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Oct 22, 2026, 4:49 PM ET |
| Feb 19, 2026 | Purchase (code P) | John Yogi Spence (Vice President) bought 5,000 shares at $3.90 ($20K), reported as a purchase (code P). Holdings up 1% to 561,792 shares. Not marked as a 10b5-1 plan trade. | SEC filing Filed Feb 19, 2026 |
4 routine transactions (such as grants, option exercises or tax withholding) are not listed.
Cluster buys
No cluster buys in the last 12 months.
Red flags
No red flags in the last 12 months.
Key events
No key events in the last 12 months.
8-K filings, last 12 months
No 8-K filings in the last 12 months.
Red flags are objective triggers only: the item or form filed, never an opinion.
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